2023 Conduct, Compliance and Legal Advisory Section (CCLS) Annual Conference,
presented by the CCLS Education Sub-Committee
Date: Thursday, November 30th 2023
presented by the CCLS Education Sub-Committee
Date: Thursday, November 30th 2023
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Conference Agenda | |
File Size: | 542 kb |
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Speaker Biographies:
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Presentation Decks:
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Speaker Biographies - New CIRO Update | |
File Size: | 198 kb |
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Speaker Biographies - T+1 Compliance Best Practices | |
File Size: | 166 kb |
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Speaker Biographies - When Clients go Off Script | |
File Size: | 169 kb |
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Presentation available upon request, please email [email protected]
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CE Accreditation files:
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