CCLS Education Sub-Committee
  • Home
  • Upcoming Events
  • 2025 - Annual Golf Tournament
  • Past Events
    • 2025 >
      • 2025 - Seminars
    • 2024 >
      • 2024-Annual Conference
      • 2024- Seminars
      • 2024 - Annual Golf Tournament
    • 2023 >
      • 2023 - Annual Conference
      • 2023-Seminars
      • 2023- Annual Golf Tournament
    • 2022 >
      • 2022-Education Week
      • 2022-Seminars
      • 2022 - Annual Golf Tournament
    • 2021 >
      • Education Week - December 6 - 10, 2021 >
        • Cryptocurrency - A Brave New World
        • COVID – Best Practices/Lessons Learned
        • Margin Requirements/E-22
        • TSX Market on Close (MOC) Modernization
        • Keynote - Laura Paglia
        • CFR: COI - Post Implementation and Key Lessons Learned
      • 2021 - Seminars
    • 2020 >
      • 2020-Seminars
    • 2019 >
      • 2019 Annual Conference
      • 2019-Seminars
      • 2019 - Annual Golf Tournament
    • 2018 >
      • 2018 Annual Conference
      • 2018-Seminars
      • 2018 - Annual Golf Tournament
    • 2017 >
      • 2017 Annual Conference
      • 2017-Seminars
      • 2017 - 7th Annual Golf Tournament
    • 2016 >
      • 2016 Annual Conference
      • 2016 - 6th Annual Golf Tournament
      • 2016 - Seminars
    • 2015 >
      • 2015 Annual Conference
      • 2015 - 5th Annual Golf Tournament
      • 2015 - Seminars
    • 2014 >
      • 2014 Annual Conference
      • 2014 - 4th Annual Golf Tournament
      • 2014 - Seminars
    • 2013 >
      • 2013 Annual Conference
      • 2013 - 3rd Annual Golf Tournament
      • 2013 - Seminars
    • Past Events
  • Podcasts
  • Sponsors
  • Subscribe
  • Contact Us
  • Helpful Links
2023 Conduct, Compliance and Legal Advisory Section (CCLS) Annual Conference,
p
resented by the CCLS Education Sub-Committee


Date:  Thursday, November 30th 2023

Conference Agenda
File Size: 542 kb
File Type: pdf
Download File


Speaker Biographies:
Speaker Bio - Remarks from CIRO
File Size: 135 kb
File Type: pdf
Download File

Presentation Decks:
Speaker Biographies - New CIRO Update
File Size: 198 kb
File Type: pdf
Download File

Speaker Biographies - T+1 Compliance Best Practices
File Size: 166 kb
File Type: pdf
Download File

Speaker Biographies - When Clients go Off Script
File Size: 169 kb
File Type: pdf
Download File

Speaker Biographies - Bourse de Montreal
File Size: 198 kb
File Type: pdf
Download File

Bourse de Montreal
File Size: 994 kb
File Type: pdf
Download File

Speaker Biographies - Back to Basics
File Size: 172 kb
File Type: pdf
Download File

Back to Basics
File Size: 5779 kb
File Type: pptx
Download File

Speaker Biographies - Cybersecurity Keynote
File Size: 140 kb
File Type: pdf
Download File

Presentation available upon request, please email [email protected]
Speaker Biographies - Remote Supervision
File Size: 169 kb
File Type: pdf
Download File

Remote Supervision
File Size: 123 kb
File Type: pptx
Download File

Speaker Biographies - The Dollars and Sense
File Size: 157 kb
File Type: pdf
Download File

The Dollars and Sense
File Size: 147 kb
File Type: pptx
Download File

Speaker Biographies - Money Laundering
File Size: 201 kb
File Type: pdf
Download File

Money Laundering
File Size: 130 kb
File Type: pptx
Download File


CE Accreditation files:
New CIRO Update - CE - English
File Size: 56 kb
File Type: pdf
Download File

T+1: Compliance Best Practices - CE - English
File Size: 56 kb
File Type: pdf
Download File

When Clients go Off Script - CE - English
File Size: 54 kb
File Type: pdf
Download File

Bourse de Montreal - CE - English
File Size: 54 kb
File Type: pdf
Download File

Back to Basics - CE - English
File Size: 56 kb
File Type: pdf
Download File

Keynote - Cybersecurity - CE - English
File Size: 56 kb
File Type: pdf
Download File

Remote Supervision - CE - English
File Size: 57 kb
File Type: pdf
Download File

The Dollars and Sense - CE - English
File Size: 56 kb
File Type: pdf
Download File

Money Laundering - CE - English
File Size: 56 kb
File Type: pdf
Download File

New CIRO Update - CE - French
File Size: 52 kb
File Type: pdf
Download File

T+1: Compliance Best Practices - CE - French
File Size: 53 kb
File Type: pdf
Download File

When Clients go Off Script - CE - French
File Size: 50 kb
File Type: pdf
Download File

Bourse de Montreal - CE - French
File Size: 50 kb
File Type: pdf
Download File

Back to Basics - CE - French
File Size: 52 kb
File Type: pdf
Download File

Keynote - Cybersecurity - CE - French
File Size: 53 kb
File Type: pdf
Download File

Remote Supervision- CE - French
File Size: 53 kb
File Type: pdf
Download File

The Dollars and Sense - CE - French
File Size: 53 kb
File Type: pdf
Download File

Money Laundering - CE - French
File Size: 53 kb
File Type: pdf
Download File