2023 Conduct, Compliance and Legal Advisory Section (CCLS) Annual Conference,
presented by the CCLS Education Sub-Committee
Date: Thursday, November 30th 2023
presented by the CCLS Education Sub-Committee
Date: Thursday, November 30th 2023
| Conference Agenda |
|
Speaker Biographies:
|
Presentation Decks:
| ||
| Speaker Biographies - New CIRO Update |
| Speaker Biographies - T+1 Compliance Best Practices |
| Speaker Biographies - When Clients go Off Script |
|
| ||||
|
| ||||
|
Presentation available upon request, please email [email protected]
| ||
|
| ||||
|
| ||||
|
| ||||
CE Accreditation files:
|
| ||||||||||||||||||||||||||||||||||||