Thank you for making our 2015 Annual CLS Conference a success!
2015 Annual Compliance Conference -
Congratulations to all of the draw winners at the conference:
Platinum Sponsor draws:
- 4 tickets to Toronto Raptors v. Golden State Warriors game, courtesy of Affleck Greene McMurtry LLP, Matthew Segreti, TD Bank Group
- 2 Gold tickets to Toronto Maple Leafs v. New Jersey Devils game, courtesy of Affleck Greene McMurtry LLP, Jonathan VanWeert, IIROC
- US$250 Amazon Gift Card, courtesy of SiteQuest, Sharon Morrisroe, Raymond James Ltd.
- GoPro Camera, courtesy of SWI, Gagan Agrawal, CIBC
- iPad Mini, courtesy of Global Relay, Mazher Mamujee, CIBC
- Backpack, courtesy of Global Relay, Yassmine Ghobrial, IIROC
- Backpack, courtesy of Global Relay, Jean-Pierre St-Cyr, Société Générale Capital Canada Inc.
- Backpack, courtesy of Global Relay, David Lu, GF Securities (Canada) Company Limited
- Tina Alitagtag, CIBC
- Diana Diaz, BMO Financial Group
- Kimberley Leicht, Richardson GMP Limited
Speaker Presentations:
| Michelle Sarmiento - Welcome and Introductions - CLS Conference 2015.pdf |
| Robert Armstrong - The Art of Creative Thinking - CLS Conference 2015.pdf |
| Robert Armstrong - Speaking Notes - Compliance in a brave new world.pdf |
(Note: For additional commentary or information about the presentation or to set up a meeting with Bob,
please contact him at T 416 862 3594, C 416 409 6031, [email protected])
please contact him at T 416 862 3594, C 416 409 6031, [email protected])
| Conflicts of Interest -CLS Conference 2015.pdf |
* Note, for the speakers' notes in the Conflicts of Interest presentation, please toggle "on" Comments.
| Debt Transaction Reporting - CLS Conference 2015.pdf |
| Monitoring Internal Communication - Global Relay supervision issues - CLS Conference 2015.pdf |
| High Frequency Trading - CLS Conference 2015.pdf |
| Privacy and Data Breaches - CLS Conference 2015.pdf |
| Ask The Regulator - closing keynote panel - CLS Conference 2015.pdf |
