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Thank you for making our 2015 Annual CLS Conference a success!

2015 Annual Compliance Conference - 
  • Read or download the Conference Agenda here
  • Read or download the Speaker biographies here
  • Download the Speaker presentations here

Congratulations to all of the draw winners at the conference:

Platinum Sponsor draws:​
  • 4 tickets to Toronto Raptors v. Golden State Warriors game, courtesy of Affleck Greene McMurtry LLP, Matthew Segreti, TD Bank Group
  • 2 Gold tickets to Toronto Maple Leafs v. New Jersey Devils game, courtesy of Affleck Greene McMurtry LLP, Jonathan VanWeert, IIROC
  • US$250 Amazon Gift Card, courtesy of SiteQuest, Sharon Morrisroe, Raymond James Ltd.
  • GoPro Camera, courtesy of SWI, Gagan Agrawal, CIBC
  • iPad Mini, courtesy of Global Relay, Mazher Mamujee, CIBC
  • Backpack, courtesy of Global Relay, Yassmine Ghobrial, IIROC
  • Backpack, courtesy of Global Relay, Jean-Pierre St-Cyr, Société Générale Capital Canada Inc.
  • Backpack, courtesy of Global Relay, David Lu, GF Securities (Canada) Company Limited
​Winners of LCBO gift cards, courtesy of the CLS Education Sub-Committee (drawn from post-conference surveys):
  • Tina Alitagtag, CIBC
  • Diana Diaz, BMO Financial Group
  • Kimberley Leicht, Richardson GMP Limited

Speaker Presentations:

Michelle Sarmiento - Welcome and Introductions - CLS Conference 2015.pdf
File Size: 31 kb
File Type: pdf
Download File

Robert Armstrong - The Art of Creative Thinking - CLS Conference 2015.pdf
File Size: 638 kb
File Type: pdf
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Robert Armstrong - Speaking Notes - Compliance in a brave new world.pdf
File Size: 844 kb
File Type: pdf
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(Note: For additional commentary or information about the presentation or to set up a meeting with Bob,
please contact him at T 416 862 3594, C 416 409 6031, [email protected])
Conflicts of Interest -CLS Conference 2015.pdf
File Size: 161 kb
File Type: pdf
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* Note, for the speakers' notes in the Conflicts of Interest presentation, please toggle "on" Comments.
Debt Transaction Reporting - CLS Conference 2015.pdf
File Size: 78 kb
File Type: pdf
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Monitoring Internal Communication - Global Relay supervision issues - CLS Conference 2015.pdf
File Size: 152 kb
File Type: pdf
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High Frequency Trading - CLS Conference 2015.pdf
File Size: 121 kb
File Type: pdf
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Privacy and Data Breaches - CLS Conference 2015.pdf
File Size: 358 kb
File Type: pdf
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Ask The Regulator - closing keynote panel - CLS Conference 2015.pdf
File Size: 180 kb
File Type: pdf
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