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IIROC 2017 Conduct, Compliance and Legal Advisory Section (CCLS) Annual Conference
  
Thank you for making our 2017 CCLS Annual Conference a big success. The event was hosted at the Royal York Hotel in downtown Toronto on the 4th of December.
  Agenda
2017_conference_agenda.pdf
File Size: 1081 kb
File Type: pdf
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Speakers Presentations
The Evolution of Online Advice Opportunities & Challenges
File Size: 191 kb
File Type: pptx
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Securities Risk Ratings
File Size: 1785 kb
File Type: pptx
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Insider Information
File Size: 219 kb
File Type: pptx
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Insider Information cases
File Size: 30 kb
File Type: docx
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Trading Supervision Obligations
File Size: 839 kb
File Type: pptx
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Client Identifiers
File Size: 1022 kb
File Type: pptx
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Rapid Fire Panel
File Size: 217 kb
File Type: pptx
Download File

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