IIROC 2017 Conduct, Compliance and Legal Advisory Section (CCLS) Annual Conference
Thank you for making our 2017 CCLS Annual Conference a big success. The event was hosted at the Royal York Hotel in downtown Toronto on the 4th of December.
Thank you for making our 2017 CCLS Annual Conference a big success. The event was hosted at the Royal York Hotel in downtown Toronto on the 4th of December.
Agenda
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2017_conference_agenda.pdf | |
File Size: | 1081 kb |
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Speakers Presentations
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The Evolution of Online Advice Opportunities & Challenges | |
File Size: | 191 kb |
File Type: | pptx |
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Securities Risk Ratings | |
File Size: | 1785 kb |
File Type: | pptx |
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Insider Information | |
File Size: | 219 kb |
File Type: | pptx |
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Insider Information cases | |
File Size: | 30 kb |
File Type: | docx |
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Trading Supervision Obligations | |
File Size: | 839 kb |
File Type: | pptx |
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Client Identifiers | |
File Size: | 1022 kb |
File Type: | pptx |
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Rapid Fire Panel | |
File Size: | 217 kb |
File Type: | pptx |