IIROC 2017 Conduct, Compliance and Legal Advisory Section (CCLS) Annual Conference
Thank you for making our 2017 CCLS Annual Conference a big success. The event was hosted at the Royal York Hotel in downtown Toronto on the 4th of December.
Thank you for making our 2017 CCLS Annual Conference a big success. The event was hosted at the Royal York Hotel in downtown Toronto on the 4th of December.
Agenda
| 2017_conference_agenda.pdf |
Speakers Presentations
| The Evolution of Online Advice Opportunities & Challenges |
| Securities Risk Ratings |
| Insider Information |
| Insider Information cases |
| Trading Supervision Obligations |
| Client Identifiers |
| Rapid Fire Panel |
