Thank you for making our 2014 Annual CLS Conference a success!
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2014 Annual Compliance Conference -
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Congratulations to all of the draw winners at the conference:
Platinum Sponsor draws:
Winners of LCBO gift cards, courtesy of the CLS Education Sub-Committee (drawn from post-conference surveys):
- iPad Mini, courtesy of Global Relay, Charles Glover, CIBC
- Bottle of wine, courtesy of Grant Thornton, Darlene Munro, Investors Group Securities Inc.
Winners of LCBO gift cards, courtesy of the CLS Education Sub-Committee (drawn from post-conference surveys):
- Innez Cay, RBC Dominion Securities
- Judith Gillmore, TD Bank Group
- Oudia McCalla, CIBC
Speaker Presentations:
| Anatomy of an Advisor Profile |
| Ask the Regulator - Montreal Exchange - Brian Z. Gelfand |
| Closing Keynote Address - Andrew McCreath |
| Cyber Security - Protecting Your Firm - Ed Rosenberg, BMO |
| Cyber Security - Protecting Your Firm - Robert Beggs, DigitalDefence |
| Dealing with Vulnerable Clients |
| The Brave New World of Suitability |