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Thank you for making our 2014 Annual CLS Conference a success!


2014 Annual Compliance Conference -
  • Read or download the Conference Agenda here
  • Read or download the Speaker biographies here
  • Download the Speaker presentations here

Congratulations to all of the draw winners at the conference:

Platinum Sponsor draws:
  • iPad Mini, courtesy of Global Relay, Charles Glover, CIBC
  • Bottle of wine, courtesy of Grant Thornton, Darlene Munro, Investors Group Securities Inc.

Winners of LCBO gift cards, courtesy of the CLS Education Sub-Committee (drawn from post-conference surveys):
  • Innez Cay, RBC Dominion Securities
  • Judith Gillmore, TD Bank Group
  • Oudia McCalla, CIBC

Speaker Presentations:

Anatomy of an Advisor Profile
File Size: 1037 kb
File Type: pdf
Download File

Ask the Regulator - Montreal Exchange - Brian Z. Gelfand
File Size: 319 kb
File Type: pdf
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Closing Keynote Address - Andrew McCreath
File Size: 2805 kb
File Type: pdf
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Cyber Security - Protecting Your Firm - Ed Rosenberg, BMO
File Size: 612 kb
File Type: pdf
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Cyber Security - Protecting Your Firm - Robert Beggs, DigitalDefence
File Size: 474 kb
File Type: pdf
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Dealing with Vulnerable Clients
File Size: 388 kb
File Type: pdf
Download File

The Brave New World of Suitability
File Size: 797 kb
File Type: pdf
Download File