CCLS Education Sub-Committee
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Thank you for making our 2016 Annual CLS Conference a success!

2016 Annual Compliance Conference - 
  • Read or download the Conference Agenda here
  • Read or download the Speaker biographies here​

Congratulations to all of the draw winners at the conference:

Platinum Sponsor draws:​
  • A laptop, courtesy of Hewlett Packard Enterprise Software, Bill Voinou, BMO Financial Group
  • Fitbit Charge 2, courtesy of Fasken Martineau, Lorne Daley, BMO Financial Group & David Wong, CIBC Wealth Management
  • GoPro Hero Camera, courtesy of SWI, Jean-Pierre St-Cyr, Société Générale Capital Canada Inc.
  • Backpack, courtesy of Global Relay, Donald Reynolds, CIBC Wealth Management
  • USD $50 Amazon Card, courtesy of Global Relay, Nabil Melhem, Scotiabank
  • iPad Air, courtesy of Global Relay, Darlene Munro, Investors Group
  • $50 Telus card, courtesy of  Arcadia Data, James Brown, Scotiabank
  • Quick Charge Portable Charger, KINGCOO 10000mAh Compact Power Bank Fast Charge External Battery Charger for iPhone, courtesy of OneTick, Marc Celis, TD Bank Financial Group; Laura Trower, Scotiabank; Bernie Ugolini, Aligned Capital Partners Inc., & Suzanne Watcon, IIROC
  • Lamy Pen, courtesy of TRSB Traductions Serge Bélair Inc., Nadjy Nackna, Rogers Group Financia


​Winners of LCBO gift cards, courtesy of the CLS Education Sub-Committee (drawn from post-conference surveys):
  • Andrea Daniar, TD Bank Financial Group
  • Marta Nasiadka, Aligned Capital Partners Inc.
  • Christian Zaludek, IIROC

Speaker Presentations:

2016_12_06_-_welcome_and_introduction_-_kelley_hoffer.pdf
File Size: 373 kb
File Type: pdf
Download File

2016_12_06_-_new_opportunities_and_challenges_in_supervision_-_m_buchanan_d_di_paolo_s_elliott.pdf
File Size: 783 kb
File Type: pdf
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2016_12_06_-_aml_faqs_your_questions_answered_-_c_gonzales.pdf
File Size: 474 kb
File Type: pdf
Download File

2016_12_06_-_best_execution_and_order_protection_-_s_guptabhaya_d_moore_b_smallhorn_l_st-onge.pdf
File Size: 100 kb
File Type: pdf
Download File

2016_12_06_-_ask_the_regulator.pdf
File Size: 86 kb
File Type: pdf
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2016_12_06_-_best_interest_standards_-_m_alexander_l_fuerst_s_mcgratten.pdf
File Size: 615 kb
File Type: pdf
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2016_12_06_-_blockchain_and_fintech_-_a_demers_u_sheikh_p_hariharan.pdf
File Size: 1505 kb
File Type: pdf
Download File

2016_12_06_-_crisis_management_-_e_bessner_a_dhanani_k_hoffer.pdf
File Size: 170 kb
File Type: pdf
Download File

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