Thank you for making our 2016 Annual CLS Conference a success!
2016 Annual Compliance Conference -
Congratulations to all of the draw winners at the conference:
Platinum Sponsor draws:
Winners of LCBO gift cards, courtesy of the CLS Education Sub-Committee (drawn from post-conference surveys):
- A laptop, courtesy of Hewlett Packard Enterprise Software, Bill Voinou, BMO Financial Group
- Fitbit Charge 2, courtesy of Fasken Martineau, Lorne Daley, BMO Financial Group & David Wong, CIBC Wealth Management
- GoPro Hero Camera, courtesy of SWI, Jean-Pierre St-Cyr, Société Générale Capital Canada Inc.
- Backpack, courtesy of Global Relay, Donald Reynolds, CIBC Wealth Management
- USD $50 Amazon Card, courtesy of Global Relay, Nabil Melhem, Scotiabank
- iPad Air, courtesy of Global Relay, Darlene Munro, Investors Group
- $50 Telus card, courtesy of Arcadia Data, James Brown, Scotiabank
- Quick Charge Portable Charger, KINGCOO 10000mAh Compact Power Bank Fast Charge External Battery Charger for iPhone, courtesy of OneTick, Marc Celis, TD Bank Financial Group; Laura Trower, Scotiabank; Bernie Ugolini, Aligned Capital Partners Inc., & Suzanne Watcon, IIROC
- Lamy Pen, courtesy of TRSB Traductions Serge Bélair Inc., Nadjy Nackna, Rogers Group Financia
Winners of LCBO gift cards, courtesy of the CLS Education Sub-Committee (drawn from post-conference surveys):
- Andrea Daniar, TD Bank Financial Group
- Marta Nasiadka, Aligned Capital Partners Inc.
- Christian Zaludek, IIROC
Speaker Presentations:
| 2016_12_06_-_welcome_and_introduction_-_kelley_hoffer.pdf |
| 2016_12_06_-_new_opportunities_and_challenges_in_supervision_-_m_buchanan_d_di_paolo_s_elliott.pdf |
| 2016_12_06_-_aml_faqs_your_questions_answered_-_c_gonzales.pdf |
| 2016_12_06_-_best_execution_and_order_protection_-_s_guptabhaya_d_moore_b_smallhorn_l_st-onge.pdf |
| 2016_12_06_-_ask_the_regulator.pdf |
| 2016_12_06_-_best_interest_standards_-_m_alexander_l_fuerst_s_mcgratten.pdf |
| 2016_12_06_-_blockchain_and_fintech_-_a_demers_u_sheikh_p_hariharan.pdf |
| 2016_12_06_-_crisis_management_-_e_bessner_a_dhanani_k_hoffer.pdf |
