CCLS Education Sub-Committee
  • Home
  • Upcoming Events
  • Podcasts
  • Past Events
    • 2022 >
      • 2022-Education Week
      • 2022-Other Events
      • 2022 - Annual Golf Tournament
    • 2021 >
      • Education Week - December 6 - 10, 2021 >
        • Cryptocurrency - A Brave New World
        • COVID – Best Practices/Lessons Learned
        • Margin Requirements/E-22
        • TSX Market on Close (MOC) Modernization
        • Keynote - Laura Paglia
        • CFR: COI - Post Implementation and Key Lessons Learned
      • 2021 - Other Events
    • 2020 >
      • 2020-Other Events
    • 2019 >
      • 2019 Annual Conference
      • 2019-Other Events
      • 2019 - Annual Golf Tournament
    • 2018 >
      • 2018 Annual Conference
      • 2018-Other Events
      • 2018 - Annual Golf Tournament
    • 2017 >
      • 2017 Annual Conference
      • 2017-Other Events
      • 2017 - 7th Annual Golf Tournament
    • 2016 >
      • 2016 Annual Conference
      • 2016 - 6th Annual Golf Tournament
      • 2016 - Other Events
    • 2015 >
      • 2015 Annual Conference
      • 2015 - 5th Annual Golf Tournament
      • 2015 - Other Events
    • 2014 >
      • 2014 Annual Conference
      • 2014 - 4th Annual Golf Tournament
      • 2014 - Other Events
    • 2013 >
      • 2013 Annual Conference
      • 2013 - 3rd Annual Golf Tournament
      • 2013 - Other Events
    • Past Events
  • Sponsors
  • Subscribe
  • Contact Us
  • Helpful Links
  • 2021 Conference & Golf Tournament Survey

COVID:  Best Practices and Lessons Learned

Join our panelists as they discuss the challenges and learnings from the past 19 months of the pandemic. The discussion will cover issues such as ways dealers and IIROC have both adapted to the pandemic, and whether new process changes are expected to continue in the post-pandemic world, communicating with clients using video technology and the risks associated with this, and the challenges of working remotely.

Speakers:
- Nick Cardinale, Chief Compliance Officer, RBC Wealth Management Canada
- Naomi Bartlett, Senior Vice President and Chief Compliance Officer, IGM Financial Inc.
- Richard Corner, Vice President and Chief Policy Advisor, Member Regulation, IIROC
- Gillian Dingle, Partner, Torys LLP - Moderator  

Date: Tuesday, December 7 2021


Powered by Create your own unique website with customizable templates.