Join our panelists as they discuss the challenges and learnings from the past 19 months of the pandemic. The discussion will cover issues such as ways dealers and IIROC have both adapted to the pandemic, and whether new process changes are expected to continue in the post-pandemic world, communicating with clients using video technology and the risks associated with this, and the challenges of working remotely.
Questions in advance are both encouraged and welcomed by the Panel.
Speakers: - Nick Cardinale, Chief Compliance Officer, RBC Wealth Management Canada - Naomi Bartlett, Senior Vice President and Chief Compliance Officer, IGM Financial Inc. - Richard Corner, Vice President and Chief Policy Advisor, Member Regulation, IIROC - Gillian Dingle, Partner, Torys LLP - Moderator
Date: Tuesday, December 7 2021
Time: On-line Registration: 1:45 pm EST Webinar: 2:00 to 3:00 pm EST