April 2023 - stay tuned for date and venue. This will be an in person only event in downtown Toronto.
Joint Staff Notice 23-329 on Short Selling in Canada
On the 8th of December 2022, The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada published a Joint Staff Notice 23-329 on Short Selling in Canada to provide an overview of the existing regulatory landscape surrounding short selling, give an update on current related initiatives and a request for public feedback on areas for regulatory consideration.
The CCLS Education Sub-Committee is happy to announce our first seminar for 2023 and our first in-person event since COVID by bringing the below panel together to discuss the notice.
The session will be moderated by:
Joint Staff Notice 23-329 on Short Selling in Canada
On the 8th of December 2022, The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada published a Joint Staff Notice 23-329 on Short Selling in Canada to provide an overview of the existing regulatory landscape surrounding short selling, give an update on current related initiatives and a request for public feedback on areas for regulatory consideration.
The CCLS Education Sub-Committee is happy to announce our first seminar for 2023 and our first in-person event since COVID by bringing the below panel together to discuss the notice.
- Francesca Guolo – Partner, Goodmans LLP
- Kevin McCoy - Acting Senior Vice-President, Market Regulation Operations, New SRO
- Alex Perel - CFA, Managing Director, Head of ETF Services, Scotiabank Global Banking and Markets
- Tracey Stern - Chief Legal Officer, General Counsel and Corporate Secretary, CSE
The session will be moderated by:
- Shailesh Ambike – Director, Advisory, Global Capital Markets, Scotiabank Global Banking and Markets
