UPCOMING EVENTS
Breakfast Seminar:
Derivatives: Business Conduct and Registrations
Rules: NI 93-101 Derivatives: Business Conduct
NI 93-102 Derivatives: Registrations
Date: Thursday February 21, 2019
Speakers:
Kevin Fine, Director, Derivatives, Ontario Securities Commission
Srijan Agrawal, Director, Regulatory Strategy and Engagement, RBC
Lisa Mantello, Partner, Osler
Breakfast Seminar:
Derivatives: Business Conduct and Registrations
Rules: NI 93-101 Derivatives: Business Conduct
NI 93-102 Derivatives: Registrations
Date: Thursday February 21, 2019
Speakers:
Kevin Fine, Director, Derivatives, Ontario Securities Commission
Srijan Agrawal, Director, Regulatory Strategy and Engagement, RBC
Lisa Mantello, Partner, Osler
Annual Golf Tournament
- September 2019
Annual Compliance Conference
- December 2019
Committee members ... Click Here to access the committee members' only site.