Ask The Regulator 2018
Moderated by Bill Brown, Director, Compliance, Gravitas Securities Inc.
Featuring:
Featuring:
- Marsha Gerhart, VP Member Regulation Policy, IIROC
- Sonali GuptaBhaya, Director, Market Regulation Policy, IIROC
- Marina Ripoche, VP, Registration, IIROC
- Noel Sequeira, Business Conduct Compliance, IIROC
- Elissa Sinha, Senior Enforcement Counsel, IIROC