2023 Seminars
Joint Staff Notice 23-329 on Short Selling in Canada
Date: Tuesday, April 18, 2023
Seminar: 4:30 – 5:30 PM (EST)
Location:
Goodmans LLP, Bay Adelaide Centre - West Tower, 333 Bay Street, 34th Floor, Toronto, ON M5H 2S7
Cost:
$45.00 + HST (This is an in-person only event)
Payment: Individual registration, via credit card only.
(Please note that our registration website has changed. We are now using Shopify)
On the 8th of December 2022, The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) published a Joint Staff Notice 23-329 on Short Selling in Canada to provide an overview of the existing regulatory landscape surrounding short selling, give an update on current related initiatives and a request for public feedback on areas for regulatory consideration.
The CCLS Education Sub-Committee is happy to announce our first seminar for 2023 and our first in-person event since COVID by bringing the below panel together to discuss the notice. There will be a cocktail networking session after this seminar and we hope to see you there.
Thank you to our Sponsors to make the Cocktail Networking session possible:
Date: Tuesday, April 18, 2023
Seminar: 4:30 – 5:30 PM (EST)
Location:
Goodmans LLP, Bay Adelaide Centre - West Tower, 333 Bay Street, 34th Floor, Toronto, ON M5H 2S7
Cost:
$45.00 + HST (This is an in-person only event)
Payment: Individual registration, via credit card only.
(Please note that our registration website has changed. We are now using Shopify)
On the 8th of December 2022, The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) published a Joint Staff Notice 23-329 on Short Selling in Canada to provide an overview of the existing regulatory landscape surrounding short selling, give an update on current related initiatives and a request for public feedback on areas for regulatory consideration.
The CCLS Education Sub-Committee is happy to announce our first seminar for 2023 and our first in-person event since COVID by bringing the below panel together to discuss the notice. There will be a cocktail networking session after this seminar and we hope to see you there.
- Francesca Guolo – Partner, Goodmans LLP
- Kevin McCoy - Acting Senior Vice-President, Market Regulation Operations, New SRO
- Alex Perel - CFA, Managing Director, Head of ETF Services, Scotiabank Global Banking and Markets
- Tracey Stern - Chief Legal Officer, General Counsel and Corporate Secretary, CSE
- Moderator : Shailesh Ambike – Director, Advisory, Global Capital Markets, Scotiabank Global Banking and Markets
Thank you to our Sponsors to make the Cocktail Networking session possible:
